Federal Reserve Economic Data

Mark and Collateral Disputes (Questions 39-40)

39) Over the past three months, how has the volume of mark and collateral disputes with clients of each of the following types changed?

   

Please select a date range

    Q4 2011    
 
 
    Q3 2024
Number of Respondents
Name Q3 2024 Q2 2024 Q3 2023
A. Dealers and other financial intermediaries
Increased Considerably
0 0 0
Increased Somewhat
1 1 2
Remained Basically Unchanged
20 20 18
Decreased Somewhat
1 1 1
Decreased Considerably
0 1 0
B. Hedge Funds
Increased Considerably
0 0 0
Increased Somewhat
3 1 1
Remained Basically Unchanged
18 21 19
Decreased Somewhat
1 1 1
Decreased Considerably
0 0 0
C. Trading REITs
Increased Considerably
0 0 0
Increased Somewhat
2 0 1
Remained Basically Unchanged
17 19 16
Decreased Somewhat
0 0 0
Decreased Considerably
0 1 1
D. Mutual funds, ETFs, pension plans, and endowments
Increased Considerably
0 0 0
Increased Somewhat
3 1 1
Remained Basically Unchanged
19 21 17
Decreased Somewhat
0 0 2
Decreased Considerably
0 0 0
E. Insurance Companies
Increased Considerably
1 0 0
Increased Somewhat
2 1 0
Remained Basically Unchanged
18 19 18
Decreased Somewhat
0 2 2
Decreased Considerably
0 0 0
F. Separately managed accounts established with investment advisers
Increased Considerably
0 0 0
Increased Somewhat
1 0 0
Remained Basically Unchanged
19 19 17
Decreased Somewhat
1 1 0
Decreased Considerably
0 0 1
G. Nonfinancial corporations
Increased Considerably
1 1 0
Increased Somewhat
1 0 0
Remained Basically Unchanged
17 20 17
Decreased Somewhat
1 0 1
Decreased Considerably
0 0 1
   

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